2012: The year that financial institutions get serious about regulation?

HomeBlogs2012: The year that financial institutions get serious about regulation?

Looking back on 2011, it certainly seems that this is the year that regulators finally flexed their muscles, concluding with the FSA handing out a record £6m fine to a private investor for market abuse but the question remains as to whether all financial institutions have really got the message.

AP195724

Colt Technology Services

05 December 2011

 

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